Disclosures

Click on a jurisdiction below to view the items of information about S&P Global Ratings required to be disclosed in that jurisdiction.

Form NRSRO

On September 24, 2007, the U.S. Securities and Exchange Commission granted the registration of S&P Global Ratings as a nationally recognized statistical rating organization ("NRSRO") under the U.S. Credit Rating Agency Reform Act of 2006 (the "Act").

View Form NRSRO

S&P GLOBAL INC. SHAREHOLDERS & BOARD OF DIRECTORS

Quarterly Reporting of Shareholders Owning 5% or More of S&P Global Inc. Outstanding Common Stock And S&P Global Inc.'s Board of Directors and Their Affiliations and Board Memberships with Various Entities

Servicios Complementarios

Políticas

Estudios de Incumplimiento

Encuentre debajo un listado con los Estudios de Incumplimiento.

Contacto

Fernanda Cravero Teléfono: 54-11-4891-2133 Buenos Aires, Argentina

S&P Global Ratings has an Australian Financial Services Licence for providing Credit Ratings in Australia. The following documents fulfill regulatory commitments in support of enhancing transparency of S&P Global Ratings' business operations in Australia, which are currently conducted through S&P Global Ratings Australia Pty. Limited.

Ratings Methodologies, Models, and Assumptions

Information on the models and criteria which S&P Global Ratings in Australia uses in its credit rating activities.

Ancillary Services

Information on Ancillary and Other Services that may be provided by S&P Global Ratings in Australia.

Potential Conflicts of Interest

Information on potential conflicts of interest at S&P Global Ratings in Australia

Compensation Arrangements

Information on compensation arrangements of S&P Global Ratings in Australia.

Code of Conduct

Rating Publication Policies

The following Policies address publication of Credit Ratings by S&P Global Ratings in Australia.

Unsolicited Ratings Policy

Nesta seção você encontrará as informações regulatórias conforme a Instrução N°521/2012 da Comissão de Valores Mobiliários.

Formulário de Referência

Código de Conduta

Políticas

Regras, Procedimentos e Controles Internos

Metodologias, Modelos, Premissas e Estudos de Default

Informações sobre critérios, estudos de default, metodologias e modelos que a S&P Global Ratings no Brasil utiliza em suas atividades de rating de crédito.

Tabela de Referência Cruzada

Tabela de Referência Cruzada entre as Escalas Global e Nacional de Ratings.

Relatórios de Classificação e Suas Atualizações

Para encontrar os relatórios da S&P Global Ratings sobre as entidades que esta avalia, há três rápidos caminhos: 1) pelo mecanismo de busca principal no topo do web site; 2) pelo mecanismo de Pesquisa de Ratings no canto superior esquerdo da sessão de RATINGS e 3) pela Pesquisa de Ratings por Área, também nesta última sessão. Para a rápida identificação dos ratings atribuídos pela S&P Global Ratings a empresas no Brasil, sugerimos colocar "Brasil" no mecanismo de busca "Filtrar por [país]" e clicar em "atualizar".

Ratings Preliminares

Relatórios de Rating Preliminar

Potenciais Conflitos de Interesse

Informação sobre Potenciais Conflitos de Interesse da S&P Global Ratings no Brasil.

Serviços Auxiliares / Outros Serviços da S&P Global Ratings ou partes relacionadas

Informação sobre Serviços Auxiliares e outros Serviços pela S&P Global Ratings no Brasil ou partes relacionadas (Instrução N°521/2012, artigo 16, XI e XII).

 

S&P Global Ratings Canada, a business unit of S&P Global Canada Corp., has been designated as a Designated Rating Organization in Canada. The following documents fulfill regulatory commitments in support of enhancing transparency of S&P Global Ratings' business operations in Canada.

Ratings Methodologies, Models, and Assumptions

Information on the models and criteria which S&P Global Ratings in Canada uses in its credit rating activities.

Structured Finance Disclosure Site

Information about certain structured finance products submitted to Standard & Poor's Ratings Services (Canada) for initial review or for preliminary rating.

Ancillary Services

Information on Ancillary and Other Services that may be provided by S&P Global Ratings in Canada.

Potential Conflicts of Interest

Information on potential conflicts of interest at S&P Global Ratings in Canada.

Compensation Arrangements

Information on compensation arrangements of S&P Global Ratings in Canada.

Code of Conduct

Rating Publication Policies

The following Policies address publication of Credit Ratings by S&P Global Ratings in Canada.

Unsolicited Ratings Policy

Los documentos presentados a continuación cumplen con los requerimientos regulatorios para la operación de S&P Global Ratings Chile Clasificadora de Riesgo Limitada, y de transparencia de las Políticas y procedimientos internos de S&P Global Ratings.

Reglamento Interno

Otras Políticas

Reglamento Interno – Metodología

* Por favor considere que la información desplegada en este vínculo comprende otras metodologías adicionales a las aplicables en Chile, incluidas y presentadas de acuerdo con la Norma de carácter general del SVS nº 361, articulo 3 c) y SBIF Circular evaluadoras nº 18, artículo V. 6.

Clasificación de Acciones: Procedimientos Analíticos

Escala de Calificaciones y Tablas de Correlación

Informaciones de las categorías de calificación de S&P Global Ratings en Chile, incluyendo las equivalencias entre las categorías de clasificación de S&P Global Ratings en Chile y las categorías definidas en los incisos segundo y tercero del artículo 88 de la Ley 18.045.

Contacto

Fernanda Cravero Teléfono: (54) 11-4891-2133 Buenos Aires, Argentina

On October 31, 2011, S&P Global Ratings became registered as a Credit Rating Agency in the European Union. The following documents fulfill regulatory commitments in support of that application enhancing transparency of S&P Global Ratings' business operations in the European Union, which are currently conducted through Standard & Poor's Credit Market Services Europe Limited; S&P Global Ratings France SAS; and S&P Global Ratings Italy Srl.

Ratings Methodologies, Models, and Assumptions

Information on the models and criteria which S&P Global Ratings in the EU uses in its credit rating activities.

Calendar of Publication Dates for Sovereign, Regional & Local Government Ratings

This calendar sets out publication dates for sovereign ratings and related rating outlooks as required by the European Union Regulation on credit rating agencies (Regulation (EC) No 1060/2009 on credit rating agencies, as amended). S&P Global Ratings has nominated two publication dates for each sovereign it currently rates from the European Union, including sovereigns that have solicited and unsolicited ratings. As required by the regulation, all publication dates are on Fridays and deviation from the calendar is only permitted in exceptional circumstances, to meet regulatory obligations. Any deviation would be accompanied by a detailed explanation.

Preliminary Ratings Disclosure List

Information about certain entities or debt instruments submitted to S&P Global Ratings for initial review or preliminary rating in the EU.

Ancillary Services

Information on Ancillary and Other Services that may be provided by S&P Global Ratings in the EU.

Potential Conflicts of Interest

Information regarding potential conflicts of interest at S&P Global Ratings in the EU.

Compensation Arrangements

Information on compensation arrangements of S&P Global Ratings in the EU.

Code of Conduct

Rating Publication Policies

The following Policies address publication of Credit Ratings by S&P Global Ratings in the EU.

Unsolicited Ratings Policy

Transparency Report

Shareholders and Directorships

Other Disclosures

S&P Global Ratings has a Type 10 License for providing Credit Rating Services in Hong Kong. The following documents fulfill regulatory commitments in support of enhancing transparency of S&P Global Ratings' business operations in Hong Kong, which are currently conducted through S&P Global Ratings Hong Kong Limited.

Ratings Methodologies, Models, and Assumptions

Information on the models and criteria which S&P Global Ratings in Hong Kong uses in its credit rating activities.

Structured Finance Disclosure Site

Information about certain structured finance products submitted to S&P Global Ratings in Hong Kong for initial review or for preliminary rating.

Ancillary Services

Information on Ancillary and Other Services that may be provided by S&P Global Ratings in Hong Kong.

Potential Conflicts of Interest

Information regarding potential conflicts of interest at S&P Global Ratings in Hong Kong.

Compensation Arrangements

Information on compensation arrangements of S&P Global Ratings in Hong Kong.

Code of Conduct

Rating Publication Policies

The following Policies address publication of Credit Ratings by S&P Global Ratings in Hong Kong.

Unsolicited Ratings Policy

Annual Disclosures

Other Disclosures

מתודולוגיות דירוג

מתודולוגיה - בקשה להערות

מידע על המתודולוגיות שמשמשות את S&P Global Ratings בפעילות דירוג האשראי בישראל

שירותים נלווים

מידע על שירותים נלווים ש-S&P Global Ratings עשויה לספק בישראל

ניגודי עניינים פוטנציאליים

מידע לגבי ניגודי עניינים פוטנציאליים ב-S&P Global Ratings בישראל

הסדרי תשלום

מידע על הסדרי התשלום של S&P Global Ratings בישראל

בעלות ובעלי שליטה

תרשים ארגוני

הגדרות דירוג

הקוד האתי

מדיניות פרסום דירוגים

קווי המדיניות הבאים מתייחסים לפרסום דירוגי אשראי בישראל על ידי S&P Global Ratings

נהלים

דוח שנתי

נתונים סטטיסטיים למדידת ביצועים של דירוגי אשראי

スタンダード&プアーズ・レーティング・ジャパン株式会社

格付付与方針等

格付付与の方法の概要

当社が付与する信用格付に関する格付付与の方法の概要には、以下の格付け規準をご参照下さい。

非依頼格付に関する格付付与の方針及び方法

当社は、情報品質確保に関する方針に則り、十分な情報を有し、当該信用格付に関して市場に重要な関心が存在すると考える場合に、非依頼格付を付与することがある。

非依頼格付に対しても、原則として「格付付与方針等」が適用される。

当社は、非依頼格付について、当社の公開ウェブサイト等において、依頼によらないことを明示する。

格付提供方針等

日本スタンダード＆プアーズ株式会社

格付付与方針等

格付付与の方法の概要

当社が付与する信用格付に関する格付付与の方法の概要には、以下の格付け規準をご参照下さい。

非依頼格付に関する格付付与の方針及び方法

当社は、情報品質確保に関する方針に則り、十分な情報を有し、当該信用格付に関して市場に重要な関心が存在すると考える場合に、非依頼格付を付与することがある。

非依頼格付に対しても、原則として「格付付与方針等」が適用される。

当社は、非依頼格付について、当社の公開ウェブサイト等において、依頼によらないことを明示する。

格付提供方針等

México -- S&P Global Ratings S.A. de C.V. no cuenta con consejeros independientes asignados (Disposiciones aplicables a las Instituciones Calificadoras de Valores, Anexo 1, Fracción VI.B).

Reporte de Calificaciones - Actuales e Histórico

Este reporte incluye la lista de calificaciones asignadas por S&P Global Ratings S.A. de C.V. a cada uno de los emisores que actualmente califica, desde la asignación de la calificación inicial.

Informes Anuales

Código de Conducta

Políticas

Proceso de Calificación Crediticia

Estudios de Incumplimiento

Encuentre debajo un listado con los Estudios de Incumplimiento.

Contacto

Cecilia Cárdenas Teléfono: 52-55-5081-4409 Fax: 52-55-5081-4482 Ciudad de México

RATINGS METHODOLOGIES, MODELS AND ASSUMPTIONS

Information on the criteria which S&P Global Ratings in the Kingdom of Saudi Arabia uses in its credit rating activities.

ANCILLARY SERVICES

Information on Ancillary and Other Services that may be provided by S&P Global Ratings in the Kingdom of Saudi Arabia.

POTENTIAL CONFLICTS OF INTEREST

Information regarding potential conflicts of interest at S&P Global Ratings in the Kingdom of Saudi Arabia.

COMPENSATION ARRANGEMENTS

Information on compensation arrangements of S&P Global Ratings in the Kingdom of Saudi Arabia.

CODE OF CONDUCT

RATING PUBLICATION POLICIES

The following Policies address publication of Credit Ratings by S&P Global Ratings in the Kingdom of Saudi Arabia.

UNSOLICITED RATINGS POLICY

CREDIT RATINGS PERFORMANCE MEASUREMENT STATISTICS

OTHER DISCLOSURES

الإفصاح التنظيمي للمملكة العربية السعودية

مناهج ونماذج وفرضيات التصنيفات

معلومات حول المعايير التي تستخدمها وكالة إس آند بي جلوبال للتصنيفات الإئتمانية في المملكة العربية السعودية لممارسه نشاطها للتصنيفات الإئتمانية

النشاطات المساندة

معلومات حول النشاطات المساندة والخدمات الأخرى التي قد تقوم وكالة إس آند بي جلوبال للتصنيفات الإئتمانية في المملكة العربية السعودية

التضارب المحتمل في المصالح

معلومات حول التضارب المحتمل في المصالح في وكالة إس آند بي جلوبال للتصنيفات الإئتمانية في المملكة العربية السعودية

إجراءات دفع الأجور

معلومات حول إجراءات دفع الأجور لدى وكالة إس آند بي جلوبال للتصنيفات الإئتمانية في الممكلة العربية السعودية

قواعد السلوك

سياسات نشر التصنيف

تتناول السياسات التالية نشر وكالة إس آند بي جلوبال للتصنيفات الإئتمانية في المملكة العربية السعودية

سياسة التصنيفات غير المطلوبة

إحصائيات قياس أداء التصنيفات الائتمانية

إفصاحات أخرى

 

Ratings Methodologies, Models, and Assumptions

Information on the models and criteria which S&P Global Ratings in Singapore uses in its credit rating activities.

Structured Finance Disclosure Site

Information about certain structured finance products submitted to S&P Global Ratings in Singapore for initial review or for preliminary rating.

Ancillary Services

Information on Ancillary and Other Services that may be provided by S&P Global Ratings in Singapore.

Potential Conflicts of Interest

Information on potential conflicts of interest at S&P Global Ratings in Singapore.

Compensation Arrangements

Information on compensation arrangements of S&P Global Ratings in Singapore.

Code of Conduct

Rating Publication Policies

The following Policies address publication of Credit Ratings by S&P Global Ratings in Singapore.

Unsolicited Ratings Policy

Annual Disclosures

Other Disclosures

On 6 May 2014, S&P Global Ratings became registered as a Credit Rating Agency in South Africa in accordance with Section 5(1) of the Credit Rating Services Act, 24 of 2012. The following documents fulfill regulatory commitments in support of that application enhancing transparency of S&P Global Ratings' business operations in South Africa, which are currently conducted through the South Africa branch of Standard & Poor's Credit Market Services Europe Limited.

Ratings Methodologies, Models, and Assumptions

Information on the models and criteria which S&P Global Ratings in South Africa uses in its credit rating activities.

Ancillary Services

Information on Ancillary and Other Services that may be provided by S&P Global Ratings in South Africa.

Potential Conflicts of Interest

Information regarding potential conflicts of interest at S&P Global Ratings in South Africa.

Compensation Arrangements

Information on compensation arrangements of S&P Global Ratings in South Africa.

Code of Conduct

Rating Publication Policies

The following Policies address publication of Credit Ratings by S&P Global Ratings in South Africa.

Unsolicited Ratings Policy

Annual Report

Credit Ratings Performance Measurement Statistics

Credit rating performance measurement statistics are disclosed in Exhibit 1 of United States Securities and Exchange Commission Form NRSRO.

ESMA - S&P Global Ratings' Endorsement of Ratings

As of 30 April 2012, global scale ratings issued by the following entities are endorsable*:

  • Argentina: Standard & Poor's Ratings Argentina S.r.l, Agente de Calificacion de Riesgo
  • Australia: Standard & Poor's (Australia) Pty Ltd
  • Brazil: Standard & Poor's Ratings do Brasil, Ltda
  • Canada: Standard & Poors Ratings Services (Canada), a business unit of the McGraw-Hill Companies (Canada) Corp.
  • Hong Kong: Standard & Poor's Hong Kong Ltd
  • Japan: Standard & Poor's Ratings Japan K.K. and Nippon Standard & Poor's K.K.
  • Mexico: Standard & Poor's SA de CV
  • Singapore: Standard & Poor's Singapore Pte Ltd
  • United States*: Standard & Poor's Financial Services LLC

* Note: for U.S. Public Finance, we will endorse ratings "on request," as we expect limited market demand for these endorsements.

We understand that only those ratings bearing the EU and EE identifiers are usable for certain regulatory purposes in the EU. S&P Global Ratings' definitions of these identifiers can be found under section "VII. OTHER IDENTIFIERS" on the S&P Global Ratings' Definitions page.