Financial Institutions Rating List: Broker-Dealers

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A.G. Edwards Inc.
BGC Partners Inc.
Banc of America Securities LLC
Banc of America Securities Ltd.
BankTaiwan Securities Co. Ltd.
Bear Stearns Bank PLC
Bear Stearns Caribbean Asset Holdings Ltd.
Bear Stearns Cos. LLC
CITIC Securities Co. Ltd.
CITIC Securities Finance 2013 Co. Ltd.
Cantor Fitzgerald L.P.
Capital Securities Co. Ltd.
Casa de Bolsa Credit Suisse (Mexico) S. A. de C. V.
Cathay Securities Corp.
Charles Schwab & Co. Inc.
Charles Schwab Corp.
Citibank Securities (Taiwan) Ltd.
Citigroup Global Markets Holdings Inc.
Citigroup Global Markets Inc.
Citigroup Global Markets Japan Inc.
Citigroup Global Markets Taiwan Securities
Citigroup Japan Holdings Corp.
Citigroup Overseas Holdings Inc.
ConvergEx Group LLC
Credit Suisse (USA) Inc.
Credit Suisse Holdings (USA) Inc.
Credit Suisse Securities (Europe) Ltd.
Daiwa Europe Ltd.
Daiwa Securities Co. Ltd.
Daiwa Securities Group Inc.
Deutsche Bank Securities Inc.
Deutsche Securities Inc.
Deutsche Securities, S.A. de C.V., Casa de Bolsa
E*TRADE Financial Corp.
First Securities Inc.
Fubon Securities Co. Ltd.
GFI Group Inc.
Goldman Sachs & Co.
Goldman Sachs Execution & Clearing L.P.
Goldman Sachs International
Goldman Sachs Japan Co. Ltd.
Grand Cathay Securities Corp.
HSBC Securities (USA) Inc.
Hua Nan Securities Co. Ltd.
IBG LLC
ING Financial Markets, LLC
IXE Casa de Bolsa S.A. de C.V., Grupo Financiero Banorte
Interactive Brokers LLC
Intercam Casa de Bolsa S.A. de C.V.
Inversora Bursatil S.A. de C.V. Casa de Bolsa

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